Our business is focused on people and relationships

We are seeking an experienced and driven professional to join our Legal, Risk, and Compliance team on a permanent, full-time basis. This is a unique opportunity to join our growing business, where you will play a pivotal role in developing, implementing, and managing risk frameworks and policies across our organisation.

About Us

Canaccord Genuity is a forward-thinking financial services firm dedicated to delivering exceptional client service and innovative investment solutions. As one of Australia's leading Wealth Management and Capital Markets firms, with a global network spanning 5 continents.

About the Role

As the Operational Risk Manager, you will lead the development and implementation of risk frameworks, overseeing control testing on key risks throughout the business in collaboration with risk colleagues and key stakeholders.

Key responsibilities include:

• Drive improvement in risk capability, culture, and awareness in the promotion of risk management as a core capability – particularly in the area of operational risk.
• Risk partner providing independent oversight and advice regarding operational risk across the Canaccord business.
• Responsibility for the governance and risk input on outsourcing/third party risk management, operational resilience, and other areas of heightened operational risk.
• Assist in the identification of process improvements or procedures to increase operational efficiency and manage risks.
• Assist in the support of any investigations or reviews.
• Guiding and undertaking risk assessments and providing guidance and feedback on managing risk issues.
• Contribute to, and potentially manage, other risk and compliance requirements, as required.

About you

To be successful in this role, you will possess a strong interest in advancing a career in risk management, coupled with a keen understanding of the market and the Financial Services industry. You will also have:

• A minimum of 4 years' experience in operational risk or audit within a financial services firm with exposure to an APRA regulated business, an advantage.
• A degree in a relevant discipline.
• Knowledge and understanding of operational risk principles, regulatory requirements, and exposure to risk frameworks and control testing.
• Attention to detail, strong analytical skills, and self-motivation in a fast-paced environment.
• A desire for process improvement and the ability to assess the materiality of issues.
• Strong problem-solving and communication skills.

 Our Values

At Canaccord Genuity. we expect every member of our team to incorporate our brand values of being Aligned, Accountable, Approachable and Agile. To truly embody Canaccord Genuity’s 4 A’s you will be:

Aligned in your work and actions with CG’s wider firm goals and vision. You understand and actively contribute to the overall direction and objectives of your team and the greater CG organisation.

Accountable, taking responsibility for your work and its outcomes. You are reliable, meet deadlines, and deliver high-quality results.

Approachable, friendly, and easy to communicate with. You create an environment where others feel comfortable reaching out for help, advice, or collaboration, while also being receptive to feedback.

Agile and able to adapt and respond quickly to changing circumstances. You are flexible, nimble, and can efficiently adjust your approach or priorities as needed.

Why work for Canaccord Genuity?

Canaccord Genuity is a great place for ambitious and intelligent individuals to excel in their careers. Our team is a diverse mix of those who are starting their careers and seasoned professionals eager to share their wisdom with the next generation. We’re committed to ongoing staff development to help our employees succeed in their chosen career path through our range of training and support services.

 We also offer a wide range of employee benefits, including paid parental leave, study assistance, paid volunteer leave, free gym memberships, and more!

Canaccord Genuity is an endorsed employer for all women, and you can explore our benefits and policies directly at: https://work180.com/en-au/for-women/employer/canaccord-genuity

Ready to Join Our Team?

While we are advertising for this role in Melbourne, we are also open to receiving applicants for our Sydney, Brisbane and Adelaide office locations, making this an exciting opportunity for those interested in advancing their career in the financial services industry.

If this position appeals to you, we would love to hear from you. Please apply by completing the application form via the link below. We look forward to hearing from you!

Click here to apply

Applications close COB Friday, 24 2024.

Grow your revenue and take your established business to the next level on Canaccord Genuity's Adviser platform. In addition to a highly attractive remuneration structure, we offer our Advisers a range of business development and support services to use as required. You’ll also be able to work where and how you want using our remote working capabilities.

Canaccord Genuity is one of Australia’s leading stockbroking and financial services firms. We have a true national presence with 8 offices nationwide, a powerful advisory team and highly respected institutional, corporate finance and equities research teams. As an equal opportunity employer, we’re committed to creating a diverse and inclusive workplace.

Canaccord Genuity Advisers have access to:

• A quality in-house research team with strong industry knowledge and technical skills
• Regular corporate finance deal flow
• Best-in-breed systems and technology

Our range of employee benefits support a healthy work/life balance for our staff. These include remote work-stations, flexible working conditions, paid parental leave, paid Dad and Partner Leave and the ability to purchase additional leave, to name just a few.

With flexibility comes choice. If you’re an experienced Adviser with an established business we’d like to talk to you, regardless of where you would like your business to be based.

Please contact us at CGAU.HR@cgf.com if you think you're a great fit for this role and would like to confidentially discuss joining our team.

We are seeking an experienced and driven professional to join our Legal, Risk, and Compliance team on a permanent, full-time basis. This is a unique opportunity to join our growing business, where you will play a pivotal role in developing, implementing, and managing risk frameworks and policies across our organisation.

About Us

Canaccord Genuity is a forward-thinking financial services firm dedicated to delivering exceptional client service and innovative investment solutions. As one of Australia's leading Wealth Management and Capital Markets firms, with a global network spanning 5 continents.

About the Role

As the Operational Risk Manager, you will lead the development and implementation of risk frameworks, overseeing control testing on key risks throughout the business in collaboration with risk colleagues and key stakeholders.

Key responsibilities include:

• Drive improvement in risk capability, culture, and awareness in the promotion of risk management as a core capability – particularly in the area of operational risk.
• Risk partner providing independent oversight and advice regarding operational risk across the Canaccord business.
• Responsibility for the governance and risk input on outsourcing/third party risk management, operational resilience, and other areas of heightened operational risk.
• Assist in the identification of process improvements or procedures to increase operational efficiency and manage risks.
• Assist in the support of any investigations or reviews.
• Guiding and undertaking risk assessments and providing guidance and feedback on managing risk issues.
• Contribute to, and potentially manage, other risk and compliance requirements, as required.

About you

To be successful in this role, you will possess a strong interest in advancing a career in risk management, coupled with a keen understanding of the market and the Financial Services industry. You will also have:

• A minimum of 4 years' experience in operational risk or audit within a financial services firm with exposure to an APRA regulated business, an advantage.
• A degree in a relevant discipline.
• Knowledge and understanding of operational risk principles, regulatory requirements, and exposure to risk frameworks and control testing.
• Attention to detail, strong analytical skills, and self-motivation in a fast-paced environment.
• A desire for process improvement and the ability to assess the materiality of issues.
• Strong problem-solving and communication skills.

 Our Values

At Canaccord Genuity. we expect every member of our team to incorporate our brand values of being Aligned, Accountable, Approachable and Agile. To truly embody Canaccord Genuity’s 4 A’s you will be:

Aligned in your work and actions with CG’s wider firm goals and vision. You understand and actively contribute to the overall direction and objectives of your team and the greater CG organisation.

Accountable, taking responsibility for your work and its outcomes. You are reliable, meet deadlines, and deliver high-quality results.

Approachable, friendly, and easy to communicate with. You create an environment where others feel comfortable reaching out for help, advice, or collaboration, while also being receptive to feedback.

Agile and able to adapt and respond quickly to changing circumstances. You are flexible, nimble, and can efficiently adjust your approach or priorities as needed.

Why work for Canaccord Genuity?

Canaccord Genuity is a great place for ambitious and intelligent individuals to excel in their careers. Our team is a diverse mix of those who are starting their careers and seasoned professionals eager to share their wisdom with the next generation. We’re committed to ongoing staff development to help our employees succeed in their chosen career path through our range of training and support services.

 We also offer a wide range of employee benefits, including paid parental leave, study assistance, paid volunteer leave, free gym memberships, and more!

Canaccord Genuity is an endorsed employer for all women, and you can explore our benefits and policies directly at: https://work180.com/en-au/for-women/employer/canaccord-genuity

Ready to Join Our Team?

While we are advertising for this role in Melbourne, we are also open to receiving applicants for our Sydney, Brisbane and Adelaide office locations, making this an exciting opportunity for those interested in advancing their career in the financial services industry.

If this position appeals to you, we would love to hear from you. Please apply by completing the application form via the link below. We look forward to hearing from you!

Click here to apply

Applications close COB Friday, 24 2024.